Regulatory News (Aug 2014)
- Revised Code on Real Estate Investment Trusts takes effect
- SFC concludes consultation on exemptions for disclosure obligations
- Roger Tsui Chi Fung banned for providing false information to SFC
- SFC issues supplemental consultation conclusions on regulation of IPO sponsors
- SFC issues first-quarter report
- SFC reprimands and fines Hung Lai Ping for managerial and supervisory failures
- SFC commences Market Misconduct Tribunal proceedings against former CEO of Water Oasis Group Limited
- SFC reprimands and fines Winnie Pang Wai Yan
- Court extends freezing injunction against Greencool’s former chairman
- SFC suspends Chan Hung Nin for 15 months
- Market manipulator fined and sentenced to community service
- SFC bans former broker Chan Yuk Hing for three years
- SFC bans Manesh Vijaykumar Samtani for life