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Research Assistant – Phoebe Lam

Phoebe assists the Company on projects such as compliance information videos and compliance research. She is particularly interested in the field of forensic accounting and auditing. She is fluent in Cantonese and English.

Education: Griffith University, Double Degree of Forensic Science/ Criminology and Criminal Justice

Research Assistant – Jack Li

Jack conducts research on regulatory and compliance issues surrounding fin-tech topics such as bitcoin and crowdfunding. He is particularly interested in the legislation and regulation of virtual currencies in Hong Kong. He has internship experiences at US consulting and marketing firms. He is fluent in English.

Education: BA at the Johns Hopkins University

Research Assistant – Bai Ruofei, Alex

Alex conducts research on regulatory and compliance issues with regard to licensing procedures and requirements as well as relevant topics. She takes a great interest in the impacts of latest compliance requirements on the operations of mutual funds and hedge funds. She has previous internship experiences in a Chinese commercial bank. She is fluent in both Chinese and English.

Education: BBA (Accounting &Finance) at the University of Hong Kong

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Latest Press Release

  • CompliancePlus presented awards to winners of Clinical Legal Education Book Prize 2019 in HKU
  • CompliancePlus celebrates 10-Year Anniversary
  • CompliancePlus sponsored Master Insight Financial and Economic Forum 2019
  • CompliancePlus partners with Oriel College, Oxford to promote cross border exchanges
  • CompliancePlus presented prizes to HKU law graduates

Latest Media Coverage

  • HKEJ article on the Management and Disclosure of Climate related Risks by Fund Managers
  • Bloomberg TV Live Interview: Hong Kong Sanctions Could Threaten Banks
  • AsianInvestor: Capital flight from Hong Kong “set to spike”
  • Reuters: How financial firms in Hong Kong may be affected by U.S. sanctions
  • SCMP: National security law: Hong Kong’s financial institutions gripped by anxiety over United States sanctions

Latest Regulatory News

  • Regulatory News (Feb 2021)
  • Regulatory News (Jan 2021)
  • Regulatory News (Dec 2020)
  • Regulatory News (Nov 2020)
  • Regulatory News (Oct 2020)

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