Archive for category: Media Coverage

HKEJ article on penalties against Management if Listco violates listing rules

December 23, 2019/in Media Coverage /by Tony Chan

信報 : 公司違上市規則研罰管理層 (2019-12-23)

CompliancePlus recognised as APAC CIO Outlook Top 10 RegTech Consulting/ Services Companies – 2019

September 3, 2019/in Media Coverage /by Tony Chan

CompliancePlus recognised as APAC CIO Outlook Top 10 RegTech Consulting/ Services Companies – 2019

HKEJ article on SFC licensed firms transactions

January 11, 2018/in Media Coverage /by Tony Chan

信報 : 證監遏買牌嚴審如新申請過程長達6個月購基金公司趨淡 (2018-1-8)

HKET article on non-executive directors for listed companies

September 5, 2017/in Media Coverage /by Tony Chan

經濟日報 : 港交所研加強獨立非執董透明度 (2017-09-05)

Economics Times coverage on HKEX listing consultation

August 16, 2017/in Media Coverage /by Tony Chan

創板轉主板簡易機制，合規顧問籲保留 (18 Aug 2017)

Apple Daily coverage on HKEX Main Board consultation

August 16, 2017/in Media Coverage /by Tony Chan

【改革創業板】合規顧問：主板市值要求應提高至7億元！(16 Aug 2017)

CompliancePlus Charity MIC Seminar

June 5, 2017/in Media Coverage /by Tony Chan

深水埗明哥講compliance? (2017-06-05)

HKET article on disclosure of share collateral from substantial shareholders

April 18, 2017/in Media Coverage /by Tony Chan

經濟日報專訊: 押股披露機制梁定邦：現適時檢討 (2017-04-18)

Thomson Reuters: More Asian banks set to follow HSBC in requiring greater KYC details

April 18, 2017/in Media Coverage /by Tony Chan

More Asian banks set to follow HSBC in requiring greater KYC details (2017-04-13)

Thomson Reuters: HK$7 million AML fine against Coutts shows HKMA is strong regulator

April 18, 2017/in Media Coverage /by Tony Chan

HK$7 million AML fine against Coutts shows HKMA is strong regulator (2017-04-13)