Archive for category: Media Coverage

HKEJ article on SFC licensed firms transactions

January 11, 2018/in Media Coverage /by Tony Chan

信報 : 證監遏買牌嚴審如新申請過程長達6個月購基金公司趨淡 (2018-1-8)

HKET article on non-executive directors for listed companies

September 5, 2017/in Media Coverage /by Tony Chan

經濟日報 : 港交所研加強獨立非執董透明度 (2017-09-05)

Economics Times coverage on HKEX listing consultation

August 16, 2017/in Media Coverage /by Tony Chan

創板轉主板簡易機制，合規顧問籲保留 (18 Aug 2017)

Apple Daily coverage on HKEX Main Board consultation

August 16, 2017/in Media Coverage /by Tony Chan

【改革創業板】合規顧問：主板市值要求應提高至7億元！(16 Aug 2017)

CompliancePlus Charity MIC Seminar

June 5, 2017/in Media Coverage /by Tony Chan

深水埗明哥講compliance? (2017-06-05)

HKET article on disclosure of share collateral from substantial shareholders

April 18, 2017/in Media Coverage /by Tony Chan

經濟日報專訊: 押股披露機制梁定邦：現適時檢討 (2017-04-18)

Thomson Reuters: More Asian banks set to follow HSBC in requiring greater KYC details

April 18, 2017/in Media Coverage /by Tony Chan

More Asian banks set to follow HSBC in requiring greater KYC details (2017-04-13)

Thomson Reuters: HK$7 million AML fine against Coutts shows HKMA is strong regulator

April 18, 2017/in Media Coverage /by Tony Chan

HK$7 million AML fine against Coutts shows HKMA is strong regulator (2017-04-13)

Apple Daily article on enhancing asset management regulation and point-of-sale transparency

January 24, 2017/in Media Coverage /by Tony Chan

賣基金須披露回佣業界：證監管太多 (2017-01-23)

Ming Pao article on Store Value Facilities (SVF)

November 17, 2016/in Media Coverage /by Tony Chan

金管局兩輪批13牌業界：市場難容納儲值支付戰國時代勢掀淘汰賽 (2016-11-14)
業界：監管機構需支援小型持牌者 (2016-11-14)