Revised FMCC Seminar

When:
April 20, 2018 @ 4:30 pm – 6:00 pm
2018-04-20T16:30:00+08:00
2018-04-20T18:00:00+08:00
Where:
23/F
Euro Trade Centre, 21-23 Des Voeux Rd Central, Central
Hong Kong
Contact:
Heidi Chiu
+852-3487 6903

Seminar on SFC REVISED Fund Manager Code of Conduct

DESCRIPTION

In Nov 2017, Hong Kong SFC released consultations conclusions on proposals to enhance asset management regulation and point-of-sale transparency. The SFC will implement the enhancements to the Fund Manager Code of Conduct (FMCC) with certain modifications and clarifications.

The revised FMCC will become effective 12 months after it is gazetted and the amendments to the Code of Conduct will become effective nine months following gazettal that the effective date will be Nov 2018.

The purpose of this Seminar is to brief the industry about the impact of this Revised Fund Manager Code of Conduct with suggestions and recommendations on steps and new and additional compliance measures to take to ensure ongoing compliance and what preparation can be done at this stage prior to the commencement date of Nov 2018.

This Seminar will be conducted in ENGLISH. Certificate of Attendance will be issued. CompliancePlus is of the view that the Seminar can fulfill SFC CPT requirements upon your compliance clearance but you can also check with your compliance prior to signing up of the Seminar.

DATE AND TIME

Fri 20 April 2018

4:30 PM – 6:00 PM HKT

LOCATION

23/F, Euro Trade Centre

21-23 Des Voeux Rd Central, Central, Hong Kong

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