Regulatory News (Apr 2014)
- Futures trader convicted of false trading
- Market manipulator jailed for false trading
- SFC reprimands and fines The Royal Bank of Scotland PLC $6 million for internal control failings
- SFC seeks court orders against chairman, current and former directors of Minth Group Limited
- Court remands market manipulator in custody
- Joint Announcement of China Securities Regulatory Commission and Securities and Futures Commission
- SFC welcomes Shanghai-Hong Kong Stock Connect pilot programme
- SFC seeks court orders to compel disclosure by Qunxing Paper’s chairman and vice-chairman
- SFC bans Mak Shu Pan for three years
- SFC suspends Chan Chi Ki for six months