Regulatory News (Aug 2017)
- SFC issues restriction notices to three brokers to freeze client accounts linked to suspected market manipulation
- SFC publicly censures Yeung Wing Yee and imposes a cold shoulder order for breach of the Takeovers Code
- SFC issues first-quarter report
- SFC and DFSA sign Fintech cooperation agreement
- SFC and Hong Kong Police sign MoU to strengthen co-operation in combating financial crime
- Court convicts sole proprietor and investment portfolio manager of unlicensed asset management
- Court of Appeal dismissed SFC’s leave application to the Court of Final Appeal against MMT decision on Asia Telemedia Limited case
- Court of First Instance dismissed application by Hong Kong Game Theory for leave to appeal to the Court of Final Appeal
- SFC publicly censures China Life Insurance (Overseas) Company Limited for breaches of Takeovers Code