Regulatory News (Feb 2014)
- SFC proposes to strengthen regulation of alternative liquidity pools
- SFC bans Choi Yuet Yan for life
- SFC bans Jonathan Yan Cheuk Fung for life
- SFC bans Lum Yin Ling for life
- SFC bans To Ka Kit for three years
- Retail investor convicted of misleading the SFC in market manipulation investigation
- SFC bans Stephen Yenn Man Han for life
- SFC bans Lo Hoi Luen for life
- Former CITIC Pacific senior executive convicted of insider dealing