Regulatory News (Feb 2015)
- SFC obtains court order to wind up China Metal Recycling (Holdings) Limited
- SFC bans Katherina Lo Ka Shun for two years for improper trading arrangement
- SFC bans former CEO of Ping An of China Securities (Hong Kong) Company Limited for 12 months over internal control failures
- SFC issues third-quarter report
- Court dismisses judicial review application by CITIC’s former director against SFC
- SFC welcomes appointment of Executive Director
- Market Misconduct Tribunal disqualifies Water Oasis’s former CEO and orders disgorgement for insider dealing