Regulatory News (Feb 2020)
- SFC welcomes Budget measures
- SFC issues quarterly report
- Court dismisses challenge to SFC’s investigative powers
- SFC reprimands and fines Capital Global Management Limited $1.5 million
- SFC reprimands and fines BMI Securities Limited $3.7 million and suspends its responsible officer for breaches of anti-money laundering regulatory requirements
- New speech by Tim Lui at The Hong Kong Institute of Chartered Secretaries Annual Dinner 2020
- Update on the SFC’s front-loaded regulatory approach
- SFC bans Christopher Tse for 12 months
- Arrangements relating to SFC’s public services
- Joint Statement in relation to Results Announcements in light of Travel Restrictions related to the Severe Respiratory Disease associated with a Novel Infectious Agent