Regulatory News (Jan 2014)
- SFC commences Market Misconduct Tribunal proceedings against former Asia TeleMedia Limited chairman and others
- SFAT affirms SFC decision to fine Sun Hung Kai International Limited $12 million and suspend its licence for IPO sponsor failures
- SFC consults the public on amendments to Code on Real Estate Investment Trusts
- Court of First Instance overturns acquittals and orders Magistrate to reconsider unauthorized advertisements case
- SFC Regulatory Forum looks at creating more resilient financial markets
- Court varies interim injunction against Qunxing Paper
- Former licensee convicted of providing SFC false or misleading information
- Court orders futures trader to compensate investors over $13 million
- Restoration order against former banker Du Jun finalised
- Court dismisses appeals against convictions for manipulating the market
- SFC bans Poon Ming Pui for 10 months
- One year into statutory regime on disclosure of inside information
- SFC resolves compliance concerns with Cheong Lee Securities Limited