Regulatory News (Jan 2018)
- SFC provides guidance on best execution
- SFC highlights compliance failures in product selling practices
- SFC obtains court order to disqualify former chairman of Pearl Oriental Oil Limited for six years
- SFC bans Chan Wai Nun for six months
- SFC proposes amendments to takeovers rules
- Court finds no insider dealing in Integrated Distribution Services Group shares
- Appointment to SFC Advisory Committee
- SFC reprimands and fines EFG Bank AG $2 million
- SFC reprimands and fines Wu Hon Cheung $50,000