Regulatory News (Jul 2020)
- Court convicts and fines Brilliance Capital Management Limited and its director for unlicensed activities
- Policy Statement by the Securities and Futures Commission
- Court convicts and fines former officer of Wonderful Wealth Group Limited for unlicensed activities
- Court of Final Appeal dismisses leave application of Andrew Left
- SFC bans Lai Wing Fat for 20 months
- SFC welcomes appointment of Non-Executive Directors
- SFC publishes review of SEHK’s performance in regulating listing matters
- SFC commences false trading prosecution against retail investor