Regulatory News (June 2015)
- SFC statement on the SEHK’s draft proposal on weighted voting rights
- Former licensee given community services and cold shoulder order for false trading
- New speech available online
- Lo Chun Lam convicted of unlicensed futures contracts business
- SFC publishes Annual Report 2014-15
- SFC reprimands and fines Phillip Securities (Hong Kong) Limited $1 million over mis-selling of investment product
- New speech available online
- Executive Director of Enforcement to leave SFC
- SFC concludes consultation on supervisory assistance to regulators outside Hong Kong
- SFC bans Yu Chun Chieh for life
- SFC reprimands and fines BNP Paribas Securities (Asia) Limited $11 million for failing to report cross trades to the Stock Exchange