Regulatory News (May 2016)
- SFC obtains disqualification orders against former senior executives of China Best Group Holding Limited
- SFC reprimands and fines SynerWealth Financial Limited $2.7 million
- SFC publicly criticises China New Way Investment Limited and related parties for breach of Takeovers Code
- SFC signs MoU with FINRA to enhance supervision and oversight of Cross-Border Regulated Entities
- Administrators complete distribution of restoration payments to investors affected by Tiger Asia’s insider dealing
- Takeovers Panel rules on breach of Takeovers Code by a subsidiary of Alibaba Group Holding Limited
- SFC CEO appointed Chair of IOSCO Board
- SFC hosts Fourth Asia Pacific Takeovers Regulators Conference
- SFC bans Yeung Chun Him for 12 months
- SFC reprimands and fines Solid King Securities Limited $700,000