Regulatory News (Nov 2014)
- Joint HKMA-SFC consultation conclusions on reporting and record keeping rules for OTC derivatives
- Freezing injunction against Greencool’s ex-chairman extended pending SFC proceedings
- Regulators approve launch of Shanghai-Hong Kong Stock Connect
- Joint Announcement of China Securities Regulatory Commission and Securities and Futures Commission
- Court dismisses judicial review against Takeovers Panel
- Market Misconduct Tribunal sets date for Water Oasis’s former CEO hearing
- SFC reprimands and fines Yue Siying
- SFC bans Leung Wai Hung for 18 months