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Compliance Articles

  1. Research Paper on the HKEx’s New Board Concept Paper 2017 from the Corporate Governance Perspective
  2. Research Paper on Compliance Requirements for Developing Robo Advisors in Hong Kong
  • CP Insights
    • CompliancePlus Industry Survey 2018 Results Presentation
  • Resources
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  • Compliance articles

Latest Press Release

  • CompliancePlus presented awards to winners of Clinical Legal Education Book Prize 2019 in HKU
  • CompliancePlus celebrates 10-Year Anniversary
  • CompliancePlus sponsored Master Insight Financial and Economic Forum 2019
  • CompliancePlus partners with Oriel College, Oxford to promote cross border exchanges
  • CompliancePlus presented prizes to HKU law graduates

Latest Media Coverage

  • CompliancePlus recognised as APAC CIO Outlook Top 10 RegTech Consulting/ Services Companies – 2019
  • HKEJ article on SFC licensed firms transactions
  • HKET article on non-executive directors for listed companies
  • Economics Times coverage on HKEX listing consultation
  • Apple Daily coverage on HKEX Main Board consultation

Latest Regulatory News

  • Regulatory News (Nov 2019)
  • Regulatory News (Oct 2019)
  • Regulatory News (Sep 2019)
  • Regulatory News (Aug 2019)
  • Regulatory News (Jul 2019)

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