CP Insights
- December 2018 : CompliancePlus Industry Survey 2018
- April 2018 : HK SFC Report on the Thematic Review of Licensed Corporations Engaged in Sponsor Business
- March 2018 : HK SFC Enforcement Reporter – Watchlist for 2018
- February 2018 : SFC Report on the Thematic Review of Best Execution – Redefine “Best” execution?
- January 2018 : Latest Revision of the HK SFC Code of Conduct
- December 2017 : Revision of HK SFC Fund Manager Code of Conduct – A New Wave of Regulatory Revolution in Hong Kong Asset Management Industry
- November 2017 : Nine Deficiencies in Managing Funds and Discretionary Accounts
- October 2017 : Bitcoin fund
- September 2017 : Bitcoin – The Digital Currency and its Regulatory Issues
- August 2017 : Is the Age Of Robo-Compliance-Advisors Arriving?
- July 2017 : The New Third Board – Way to safeguard HK’s leading IPO position?
- June 2017 : Financial Institutions (Resolution) Ordinance – Safeguarding the stability of our financial infrastructure
- May 2017 : Anti-Money Laundering and Counter Terrorist Financing
- April 2017 : SFC to Re-define Professional Investors Yet Again
- March 2017 : Cybersecurity- How to Step into the Cloud and Avoid the Thunderstorms
- February 2017 : Enhance Asset Management Regulation and Point-of-sale Transparency
- January 2017 : Manager-in-Charge