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Resources

  1. Note on SFC Regulatory Requirements on Virtual Asset Trading Platform License
  2. Note on Ongoing Compliance Requirements for Money Lender License
  3. Note on Ongoing Compliance Requirements For Money Services Operators (MSO) License
  4. Points to note on Applying for Entrepreneurs Visa
  5. Points to note on Applying for Working Visa
  6. Brief notes on applying for Type 10 (Credit Rating Services) License
  7. Brief notes on applying for Type 6 (Corporate Finance) License
  8. Application for Exchange Participantship and Trading Right in Hong Kong
  9. Presentation on FATCA
  10. Application for Money Service Operators License in Hong Kong (updated April 2016)
  11. Registration as a Trust Company in Hong Kong (updated April 2016)
  12. Business Continuity Plan for Hedge Fund Managers from Best Practices Perspective
  13. Brief Note on SFC Licensing
  14. Brief Note on Information Security and Data Integrity
  15. Hedge Fund Start-up Checklist
  16. Hedge Fund and Mediation
  • CP Insights
    • CompliancePlus Industry Survey 2018 Results Presentation
  • Resources
  • SFC Submissions
  • Other Submissions
  • Compliance articles

Latest Press Release

  • CompliancePlus presented awards to winners of Clinical Legal Education Book Prize 2019 in HKU
  • CompliancePlus celebrates 10-Year Anniversary
  • CompliancePlus sponsored Master Insight Financial and Economic Forum 2019
  • CompliancePlus partners with Oriel College, Oxford to promote cross border exchanges
  • CompliancePlus presented prizes to HKU law graduates

Latest Media Coverage

  • HKEJ article on the Management and Disclosure of Climate related Risks by Fund Managers
  • Bloomberg TV Live Interview: Hong Kong Sanctions Could Threaten Banks
  • AsianInvestor: Capital flight from Hong Kong “set to spike”
  • Reuters: How financial firms in Hong Kong may be affected by U.S. sanctions
  • SCMP: National security law: Hong Kong’s financial institutions gripped by anxiety over United States sanctions

Latest Regulatory News

  • Regulatory News (Feb 2021)
  • Regulatory News (Jan 2021)
  • Regulatory News (Dec 2020)
  • Regulatory News (Nov 2020)
  • Regulatory News (Oct 2020)

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