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Referral Services for RO and middle/back office staff for SFC licensed firms

This service is provided by TeamPlus Consulting Limited, a licensed employment agency.

We refer Responsible Officers (“ROs”) and middle and back office staff (operations, risk, accounting and compliance)  to our clients to enable them to successfully obtain SFC licenses, to expand their businesses and to improve various aspects of their operations.

We leverage our huge client network and our reputation in the market to recruit candidates. Our reputation has been built up over the years through word-of-mouth by our clients and our huge database of  SFC licensed firms in Hong Kong through which we distribute our monthly newsletter.

Types of ROs in our database include Type 1, 2, 4, 6, 9 RO coming from a diverse background with various experiences such as retail fund houses, investment banks, hedge funds, brokerage firms, family offices, independent financial advisors, etc.

We command undisputable competitive edge over typical head-hunters on selecting the right RO and securing SFC approval for our clients. We are an expert in assessing RO qualifications and we also handle RO application to the SFC.

For enquiry of our recruiting service or submitting your CV, please contact:

Tony Chan, Director
TeamPlus Consulting Limited
Tel: +852 – 3689 0585
Email: tchan@teamplus.hk

  • SFC Licensing
  • On-going Support
  • Online CPT Training
  • Money Lender License
  • MSO License
  • Insurance Brokers License
  • TCSP License
  • Online CPD Courses
  • On-site Review
  • KYC / AML Services
  • Compliance Training
  • Fintech Advisory
  • Funds Authorisation
    • PRC-HK Mutual Recognition of Funds
      • Supplemental Details
  • Offshore Fund Setup
  • Special Projects
  • Visa Applications
  • Recruitment

Latest Press Release

  • CompliancePlus presented awards to winners of Clinical Legal Education Book Prize 2019 in HKU
  • CompliancePlus celebrates 10-Year Anniversary
  • CompliancePlus sponsored Master Insight Financial and Economic Forum 2019
  • CompliancePlus partners with Oriel College, Oxford to promote cross border exchanges
  • CompliancePlus presented prizes to HKU law graduates

Latest Media Coverage

  • HKEJ article on the Management and Disclosure of Climate related Risks by Fund Managers
  • Bloomberg TV Live Interview: Hong Kong Sanctions Could Threaten Banks
  • AsianInvestor: Capital flight from Hong Kong “set to spike”
  • Reuters: How financial firms in Hong Kong may be affected by U.S. sanctions
  • SCMP: National security law: Hong Kong’s financial institutions gripped by anxiety over United States sanctions

Latest Regulatory News

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