• Client Area
  • English English English en
  • 繁體中文 繁體中文 Chinese (Traditional) zh-hant
  • 简体中文 简体中文 Chinese (Simplified) zh-hans
CompliancePlus Consulting Limited
  • Home
  • About Us
    • Consulting Team
    • Research Team
  • Services
    • SFC Licensing
    • Marketing Materials Review
    • On-going Support
    • Online CPT Training
    • Money Lender License
    • MSO License
    • Insurance Brokers License
    • TCSP License
    • KYC / AML Services
    • Fintech Advisory
    • On-site Review
    • Funds Authorisation
    • Offshore Fund Setup
    • Special Projects
    • Visa Applications
    • Recruitment
  • Experiences
  • Research
    • CP Insights
    • Resources
    • SFC Submissions
    • Other Submissions
    • Compliance articles
  • News
  • Contact Us
  • Careers
  • Search
  • Menu
Slide background

Special Projects

The regulatory environment is constantly changing, making compliance obligations on licensed firms and fund management companies even more complicated and uncertain than ever before. Each licensed firm and fund management company is unique in their compliance culture, funds products offered to customers, scale of their business and their organization structure.

Therefore, we understand that each fund management company faces its own unique challenges in meeting their compliance obligations. We offer tailor-made special projects including, but not limited to, the following:

  • Due diligence reviews on services providers
  • Special start-up package or introduction briefing for start-up fund or new market participants on licensing and regulatory matters
  • Consulting services on setting up of compliance team
  • Secondment of compliance staff to bridge short term needs of clients
  • Special compliance surveillance and secret customers services
  • Translation services; and
  • Other customized services.

Online Document Store
Submit online enquiry
Subscribe Newsletter

To learn more, please email info@complianceplus.hk

  • SFC Licensing
  • Marketing Materials Review
  • On-going Support
  • Online CPT Training
  • Money Lender License
  • MSO License
  • Insurance Brokers License
  • TCSP License
  • Online CPD Courses
  • On-site Review
  • KYC / AML Services
  • Compliance Training
  • Fintech Advisory
  • Funds Authorisation
    • PRC-HK Mutual Recognition of Funds
      • Supplemental Details
  • Offshore Fund Setup
  • Special Projects
  • Visa Applications
  • Recruitment

Latest Press Release

  • CompliancePlus presented awards to winners of Clinical Legal Education Book Prize 2019 in HKU
  • CompliancePlus celebrates 10-Year Anniversary
  • CompliancePlus sponsored Master Insight Financial and Economic Forum 2019
  • CompliancePlus partners with Oriel College, Oxford to promote cross border exchanges
  • CompliancePlus presented prizes to HKU law graduates

Latest Media Coverage

  • HKEJ article on the Management and Disclosure of Climate related Risks by Fund Managers
  • Bloomberg TV Live Interview: Hong Kong Sanctions Could Threaten Banks
  • AsianInvestor: Capital flight from Hong Kong “set to spike”
  • Reuters: How financial firms in Hong Kong may be affected by U.S. sanctions
  • SCMP: National security law: Hong Kong’s financial institutions gripped by anxiety over United States sanctions

Latest Regulatory News

  • Regulatory News (Feb 2021)
  • Regulatory News (Jan 2021)
  • Regulatory News (Dec 2020)
  • Regulatory News (Nov 2020)
  • Regulatory News (Oct 2020)

Search

© Copyright - CompliancePlus Consulting Limited       Disclaimer      Privacy Statement
Scroll to top