Regulatory News (Jan 2016)
- SFC bans Liu Hsiang-wen for eight months
- Court finds two solicitors engaged in insider dealing and fraud or deception
- Court freezes bank accounts of suspected boiler rooms
- SFC bans Steven John Barrett for 10 months
- Licence applicant convicted of providing false or misleading information to SFC
- SFC reprimands and fines Lui Chi Hang $300,000