Regulatory News (Jul 2024)
- Former banker ordered to disgorge $3 million illegal gains from insider dealing
- SFC warns public of Proxinex for suspected virtual asset-related fraud
- SFC and IA joined forces to tackle cross-sector irregularities
- SFC welcomes appointment and re-appointment of Non-Executive Directors
- SFC warns public against unlicensed virtual asset trading platform CoinUnited.io
- Three jailed between 52 and 80 months in landmark market manipulation case
- SFC sets clear timeline for implementing an uncertificated securities market in Hong Kong
- SFC and CSRC hold high-level enforcement cooperation meeting
- Enduring strength of Hong Kong as leading international asset and wealth management hub: SFC survey 2023
- First District Court hearings for 18 defendants in three social media ramp-and-dump cases
- New speech by Julia Leung: Keynote address at Bond Connect Anniversary Summit 2024
- SFC and HKMA welcome PBoC’s new measure on Northbound Swap Connect margin collateral arrangement
- SFC to launch new online application and submission system for investment products
- SFC warns public of seven entities for suspected virtual asset-related fraud
- Court convicts and fines Tse Tsun Wai for unlicensed activity
- Hedge fund manager ordered to disgorge $5.6 million illicit profit from false trading and disqualified for four years
- First District Court hearing on insider dealing case against Segantii Capital Management and its chief investment officer