News – Page 2 – CompliancePlus Consulting Limited

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Regulatory News (May 2023)

July 27, 2023/in Regulatory News /by Tony Chan

SFC and Police joint operation against a suspect of illegal short selling and fraudulent activities
Licence applicant convicted of providing false information to the SFC
SFC obtains disqualification orders against former directors of Luxey International (Holdings) Limited
SFC concludes consultation on regulation of virtual asset trading platforms
SFC consults on revisions to takeovers and share buy-back rules
Ramp-and-dump suspect arrested for breaches of court bail conditions
SFC reprimands and fines China On Securities Limited $6 million for failures as share placement agent
New speech by Julia Leung: Luncheon remarks at Hong Kong REITS Association
SFC welcomes appointment of Executive Director
Swap Connect commences today
The People’s Bank of China, Securities and Futures Commission and Hong Kong Monetary Authority to commence mutual access between the Mainland and Hong Kong interest rate swap markets
SFC commences MMT proceedings against former bank employee over alleged insider dealing
SFC obtains court order to freeze assets of suspected insider dealers of I.T Limited shares

Regulatory News (Apr 2023)

April 17, 2023/in Regulatory News /by Tony Chan

Mingpao Article on Attracting Family Offices to Hong Kong

April 17, 2023/in Media Coverage /by Tony Chan

明報: 港力谷家族辦公室顧問料吸內地年輕富豪 (2023-04-17)