Regulatory News (Apr 2018)
- SFC proposes enhancements to the Investor Compensation Regime
- Codes on Takeovers and Mergers and Share Buy-backs align with new listing regime
- SFC reprimands and fines CN Capital Management Limited and responsible officers $1.2 million over regulatory breaches
- SFC reprimands and fines Instinet Pacific Limited $17.3 million for failures concerning its electronic and algorithmic trading systems and alternative liquidity pool
- New speech by Julia Leung: Luncheon speech at the Hong Kong Investment Funds Association
- Stock Connect: Regulators announce increases in daily quotas
- SFC commences MMT proceedings against Fujikon and its senior executives for late disclosure of inside information
- SFC seeks orders to disqualify former senior executives of Far East Holdings International Limited