Regulatory News (Aug 2021)
- SFC suspends Cheung Man Chit for two years
- SFC alerts the public of unauthorised investment schemes
- SFC and Police conduct joint operation against listed company and senior executives in $450 million corporate fraud case
- Approval of the launch of an A shares index futures contract
- SFC concludes consultation on climate-related risks in funds
- SFC issues quarterly report
- SFC Executive Director to retire
- SFC and ICAC joint operation on listed company’s suspicious money lending activities
- SFC to introduce investor identification and OTC securities transaction reporting
- SFC reprimands and fines UBS AG and UBS Securities Asia Limited $11.55 million for regulatory breaches