Regulatory News (Dec 2024)
- SFC reprimands and fines Ever-Long Securities Company Limited $3 million for sponsor failures
- SFC and SAFE top management meet in Beijing
- SFC bans fund manager Ng Ka Shun for life and fines him $1.7 million for serious misconduct
- SFC and Ministry of Finance top management meet in Beijing
- Mainland-Hong Kong Mutual Recognition of Funds enhancements to take effect on 1 January 2025
- SFC and PBoC top management meet in Beijing
- SFC publishes review of SEHK’s performance in regulating listing matters
- SFC and CSRC top management meet in Beijing
- Court sets trial date for insider dealing case against Segantii Capital Management and its chief investment officer
- SFC warns public of Alpha Advice’s unauthorised advertisements of investment product on Facebook
- SFC licenses virtual asset trading platforms under swift licensing process
- SFC steps up anti-scam publicity with “Don’t be Sucker” campaign
- SFC welcomes launch of Integrated Fund Platform
- Greater connectivity driving Hong Kong’s capital markets forward: SFC Quarterly Report
- Court verdict on fraud over secret backdoor listing