Regulatory News (Jan 2025)
- SFC reprimands and fines Hang Seng Bank Limited $66.4 million for misconduct in selling practices of investment products
- SFC concludes consultation on proposals to pave way for fully digitalised public offerings
- SFC commences false trading prosecution against brothers-in-law
- SFC expands listed structured fund offerings in Hong Kong
- SFC’s Chairman and CEO paid Director Xia Baolong visit in Beijing
- MMT sanctions chauffeur and wife for insider dealing in Dan Form shares and orders disgorgement of illicit profit
- New speech by Kelvin Wong: Keynote speech at the Association of Hong Kong Capital Market Practitioners’ Seminar
- SFC and HKEX collaborate in enforcement action against FingerTango Inc. and former directors for misconduct resulting in over $660 million of losses
- SFC extends swift licensing process to new virtual asset trading platform applicants
- New speech by Kelvin Wong: Keynote speech at The 2nd Hong Kong Capital Markets Forum 2025
- SFC welcomes expanding use of onshore RMB bonds as margin collateral in OTC Clearing Hong Kong Limited
- SFC warns public against unlicensed virtual asset trading platform iSCAT
- SFC bans Chan Ka Him for life for insurance fraud
- SFC secures first conviction against a solicitor for breaching secrecy provision