Regulatory News (Jul 2021)
- Statement on Next Digital Limited
- Hong Kong’s asset and wealth management business maintained strong growth in 2020
- SFC publicly censures BIT Mining Limited for breaches of the Takeovers Code
- SFC sanctions Sino-Rich Securities & Futures Limited’s responsible officers
- Warning statement on unregulated virtual asset platforms
- Cross-Agency Steering Group announces next steps to advance Hong Kong’s green and sustainable finance strategy
- SFC obtains court order to disqualify former executive director of Anxin-China Holdings Limited for eight years
- SFC and Canadian securities regulators establish Fintech cooperation agreement
- SFC and ICAC search a listed company and an underwriter
- SFC bans Lau Kwo for 12 months
- SFC reprimands and fines Raymond Leung Tak Shing $400,000 for breaches of anti-money laundering regulatory requirements