Regulatory News (Jun 2022)
- Launch of ETF Connect
- New synopsis: Keynote by Ashley Alder at IFRS Foundation Conference 2022
- New speech by Julia Leung: Keynote speech at ASIFMA Compliance Asia Conference 2022
- SFC reprimands and fines CES Capital International (Hong Kong) Co., Limited $3.2 million for failures in managing private funds
- Annual update to the list of Financial Services Providers under the OTC derivatives regulatory regime
- SFC publishes Annual Report 2021-22
- Cross-Agency Steering Group announces launch of information and data repositories and other progress in advancing Hong Kong’s green and sustainable finance development
- SFC reprimands and fines China Everbright Securities (HK) Limited $3.8 million for breaches of anti-money laundering regulatory requirements
- SFC proposes amendments to the Securities and Futures Ordinance to strengthen enforcement
- Court orders Maxim Capital Limited and Maxim Trader to pay investors
- SFC reminds investors of risks associated with non-fungible tokens