Regulatory News (Mar 2022)
- The Green and Sustainable Finance Cross-Agency Steering Group welcomes the publication of the International Sustainability Standards Board proposed standards for public consultation
- Appointments to SFC committees
- Cross-Agency Steering Group releases assessment of carbon market opportunities for Hong Kong and next steps
- SFC bans Kim Bum Suk for 27 months
- New speech by Christina Choi: Climate change and ESG investment webinar
- SFC publicly censures Wonderful Sky Financial Group Holdings Limited and Liu Tianni and publicly criticises Liu Kiki Ching Tung for breaching the Code on Share Buy-backs
- SFC reprimands and fines Emperor Securities Limited and Emperor Futures Limited $5.4 million for breaches of anti-money laundering regulatory requirements
- SFC obtains court order to disqualify former directors of DBA Telecommunication (Asia) Holdings Limited
- SFC reprimands and fines HSBC Securities Brokers (Asia) Limited $6.3 million for regulatory breaches
- SFC bans Leung Siu Lun for life