Regulatory News (Mar 2025)
- Appointments to SFC committees
- Updates on grant scheme for open-ended fund companies and real estate investment trusts
- SFC proposes enhancements to targeted tools to address corporate misconduct
- SFC welcomes appointment and re-appointment of Non-Executive Directors
- Court further adjourns insider dealing hearing against Wong Pak Ming
- Hong Kong’s securities industry posted broad-based growth in 2024
- District Court sets trial dates for three sophisticated ramp-and-dump cases
- SFC reprimands and fines Enlighten Securities Limited $5 million and suspends its responsible officer for internal control failures over securities margin financing
- SFC and Ministry of Finance top management meet in Beijing
- SFC issues additional guidance on IPO subscription and financing services
- Further adjournment for mention in false trading prosecution
- SFC suspends finfluencer for 16 months
- SFC bans Steven Wong Yung for 14 months for fund management failures
- Statement on SFC 2025/2026 budget
- New speech by Kelvin Wong: Keynote speech at the CFA Society Hong Kong’s Annual Dinner 2025
- SFC seeks disqualification and compensation orders against entire former board of 3DG Holdings (International) Limited
- SFC obtains disqualification order against former financial controller of Anxin-China Holdings Limited
- SFC warns public of Linkbex for suspected virtual asset-related fraud
- Hong Kong capital markets wrap up 2024 on a high note: SFC Quarterly Report
- SFC obtains disqualification orders against former executive directors of Tech Pro Technology Development Limited