Regulatory News (Nov 2024)
- District Court sets next hearing date for three sophisticated ramp-and-dump cases
- SFC commences MMT proceedings against Ding Yi Feng’s former chairman and others over suspected manipulation of Smartac International Holdings Limited shares
- Ramp-and-dump case against surrendered fugitive transferred to District Court
- SFC bans Jonathan Dominic Iu Wai Ching for 15 years
- SFC hosts forum to encourage responsible Regtech adoption for anti-money laundering and counter-financing of terrorism
- New speech by Julia Leung: Opening remarks at SFC AML/CFT Regtech Forum 2024
- SFC unveils first batch of brokers joining Wealth Management Connect Pilot Scheme