Regulatory News (Oct 2013)
- SFC suspends Chen Chi Hing
- Former licensee convicted of illegal short selling
- Court dismisses application to strike out SFC insider dealing and fraud case
- Process Review Panel Report 2012-2013
- Unlicensed futures contract adviser in jail custody after conviction
- Court gives directions in the winding-up proceedings of China Metal Recycling (Holdings) Limited
- SFC signs MoU with the Financial Regulatory Commission of Mongolia
- SFC bans Chan Ka Chun for life