Regulatory News (Oct 2015)
- Process Review Panel Report 2014-2015
- New speech: Keynote address at 2015 ISDA Annual Asia Pacific Conference
- SFC bans Wong Sze Yiu for six months
- Takeovers Panel upholds the Takeovers Executive’s decision that no mandatory general offer obligation triggered for China Oriental
- SFC bans Ko Shu Chuan for six years
- SFC bans Masashi Yonezawa for 30 months
- New speech: 6th Pan-Asian Regulatory Summit
- SFC bans Chan Chi Yuen for 18 months
- New speech: Keynote address at IFRS Conference 2015
- SFC launches pilot initiatives to enhance fund authorization process
- Securities and Futures Appeals Tribunal sets date for HSBC Private Bank’s hearing
- SFC bans Wong Chun for eight years over false trading
- SFC obtains disqualification orders against former chairmen and chief executive officer of First China Financial Network Limited
- SFC welcomes re-appointment of Chairman