Regulatory News (Oct 2020)
- New speech by Ashley Alder: Opening remarks at SFC Compliance Forum 2020
- SFC consults on climate-related risks in funds
- SFC suspends Sandra Cheung Wing Yi for 12 months
- SFC reprimands and fines Goldman Sachs (Asia) L.L.C. US$350 million for serious regulatory failures over 1Malaysia Development Berhad’s bond offerings
- Market Misconduct Tribunal sanctions CMBC Capital Holdings Limited and its former directors for late disclosure of inside information
- SFC publicly censures So Yuk Kwan and imposes a cold-shoulder order for breach of the Takeovers Code
- SFC welcomes re-appointment of Non-Executive Directors
- Redesigned SFC website