Regulatory News (Sep 2017)
- Launch of the SFC Regulatory Sandbox
- SFC bans Shum Kam Ming for life
- SFC secures conviction against ETRADE Securities (Hong Kong) Limited for marketing of unlicensed US brokerage services in Hong Kong
- SFC and Exchange conclude joint consultation on listing regulation
- SFC welcomes re-appointment of Non-Executive Directors
- SFC and Securities Commission Malaysia sign Fintech cooperation agreement
- SFC commences insider dealing prosecution in China CBM shares
- SFC issues statement on initial coin offerings
- Statement on initial coin offerings
- SFC obtains disqualification and court orders against former chairman and current directors of Hanergy Thin Film Power Group Limited