Regulatory News (Sep 2022)
- Thirteen people charged following SFC and Police joint operation against ramp-and-dump syndicate
- SFC welcomes appointment of Executive Directors
- SFAT affirms SFC decision to suspend hedge fund manager Christopher James Aarons
- Court dismisses challenge to SFC’s power of issuing restriction notices
- SFC-HKMA’s joint product survey shows increasing participation of intermediaries and investors
- Court sets pre-trial review date for unlicensed activities prosecution
- Takeovers Panel rules on the price for the mandatory general offer for Suncity Group Holdings Limited
- New speech by Julia Leung: Keynote speech at AIMA APAC Annual Forum 2022
- SFC suspends Tang Kai Shing for eight months
- SFC welcomes Central Government’s support to enhance Hong Kong’s IFC status