Hong Kong OFC & LPF Funds: Expert Governance & Compliance
Navigate Hong Kong’s complex regulations with confidence. We provide comprehensive governance and compliance services tailored for fund managers. With 15+ years of experience, we are your trusted advisor for seamless fund operations.
Our Monthly Services Include:
- Regulatory & Governance Advisory: Quarterly meetings, monthly updates, board governance.
- Fund Documentation: Review & maintenance of key agreements and documents.
- Regulatory Filings: Annual SFC, Companies Registry, and tax compliance.
- Marketing Compliance: Review of investor materials and cross-border marketing advisory.
- AML/KYC: Risk assessments, CDD guidance, and support for high-risk scenarios.
- Risk Management: Quarterly reviews and policy templates.
- Climate Compliance: Disclosure advisory and reporting.
- Online Training: 70+ courses on SFC CPT, governance, and AML.
Additional Services (Upon Request):
Fund constitution amendments, offering document reviews, investor notices.
Regulatory Alignment:
We ensure compliance with all key Hong Kong financial regulations including the Securities and Futures Ordinance, OFC Code, LPF Ordinance, and AML/CTF Ordinance.
Partner with us to streamline compliance, mitigate risks, and uphold investor confidence.
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To learn more, please email [email protected]