• Client Area
  • English English English en
  • 繁體中文 繁體中文 Chinese (Traditional) zh-hant
  • 简体中文 简体中文 Chinese (Simplified) zh-hans
CompliancePlus Consulting Limited
  • Home
  • About Us
    • Consulting Team
    • Research Team
  • Services
    • SFC Licensing
    • On-going Support
    • ESG Compliance
    • Online AML IRA Tool
    • US SEC Compliance
    • Marketing Materials Review
    • Online CPT Training
    • Money Lender License
    • MSO License
    • Insurance Brokers License
    • TCSP License
    • Trust Company Registration
    • KYC / AML Services
    • Virtual Assets / VASP/ Fintech Advisory
    • On-site Review
    • Funds Authorisation
    • Offshore Fund Setup
    • Special Projects
    • Visa Applications
    • Online Store
    • Recruitment
  • Experiences
  • Research
    • CP Insights
    • Resources
    • SFC Submissions
    • Other Submissions
    • Compliance articles
  • News
  • Contact Us
  • Careers
  • Search
  • Menu
Slide background

Director – Josephine Chung

JosephineChung

Josephine Chung is the Director of CompliancePlus heading the consulting team of the Company with over 20 consultants and analysts.

She is also leading a research team researching on latest rules and regulatory requirements of mutual funds and hedge funds. Example of previous research projects include  AIMA Best Practices and research on latest compliance issues on hedge fund managers.

Before founding CompliancePlus in 2009, Josephine was the Head of Legal and Compliance for Prudential Asset Management Hong Kong and had oversight of compliance and legal issues of investments for Prudential Asset Management Hong Kong Office (investment management business of the UK Prudential Group).

With over 20 years of working experience with fund managers in asset management industry and regional exposure on legal issues and regulatory matters in Asia on mutual funds, Josephine is very familiar with licensing requirements of fund management business in the Region and has a complete understanding of the operation, setting up and internal control of a fund house.

Before joining Prudential, Josephine was legal counsel-VP with Citigroup Asset Management specialized in Hong Kong, Taiwan and Korea’s fund businesses and retail fund registrations and distribution issues across the Region. She joined Citigroup Asset Management from Franklin Templeton Investments where she was the member of their Asia Legal Team.

Josephine obtained Bachelor of Laws Degree and Postgraduate Certificate in Laws from the University of Hong Kong and subsequently obtained Master of Laws from the People’s University of China in Beijing. She is fluent in Cantonese, English and Mandarin.

Email : [email protected]
Direct Line: +852-3487 6333

WhatsApp: +852-9866 1173

wechat: jyychung

Subscribe Newsletter

  • Consulting Team
  • Research Team

Latest Press Release

  • CompliancePlus Advises on Endowus’ Successful Digital Advisor SFC Licenses Application
  • CompliancePlus Donated 10,000 COVID-19 Rapid Antigen Test Kits
  • CompliancePlus Announces Support for the Task Force on Climate-related Financial Disclosures
  • CompliancePlus has been supporting distance online learning program for children suffering from cerebral palsy in mainland through partnership with Silver Lining Foundation
  • CompliancePlus presented awards to winners of Clinical Legal Education Book Prize 2019 in HKU

Latest Media Coverage

  • HKEJ Article on Increasing Licensing Efficiency by SFC and Optimising Online Application
  • Bloomberg: Hong Kong Exodus Forces Market Watchdog Staff Into 12-Hour Days
  • FT/ Ignites Asia: Smaller firms still ‘puzzled’ over HK climate risk disclosure demands
  • Mingpao article on Impacts of the National Security Law on the Financial Industry in Hong Kong
  • Bloomberg: Deutsche Bank Stops Sponsoring H.K. IPOs on Staffing Lapse

Latest Regulatory News

  • Regulatory News (Feb 2023)
  • Regulatory News (Jan 2023)
  • Regulatory News (Dec 2022)
  • Regulatory News (Nov 2022)
  • Regulatory News (Oct 2022)

Search

© Copyright - CompliancePlus Consulting Limited       Disclaimer      Privacy Statement
Scroll to top