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Compliance Articles

  1. Research Paper on the HKEx’s New Board Concept Paper 2017 from the Corporate Governance Perspective
  2. Research Paper on Compliance Requirements for Developing Robo Advisors in Hong Kong
  • Resources
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    • CompliancePlus Industry Survey 2018 Results Presentation
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Latest Press Release

  • CompliancePlus presented awards to winners of Pro-bono Work in Clinical Legal Education Book Prize 2022-23
  • CompliancePlus Advises on Endowus’ Successful Digital Advisor SFC Licenses Application
  • CompliancePlus Donated 10,000 COVID-19 Rapid Antigen Test Kits
  • CompliancePlus Announces Support for the Task Force on Climate-related Financial Disclosures
  • CompliancePlus has been supporting distance online learning program for children suffering from cerebral palsy in mainland through partnership with Silver Lining Foundation

Latest Media Coverage

  • Thomson Reuters Analysis – Chinese private fund managers face regulatory, cultural risks when moving into Gulf
  • Mingpao Article on Attracting Family Offices to Hong Kong
  • HKEJ Article on Increasing Licensing Efficiency by SFC and Optimising Online Application
  • Bloomberg: Hong Kong Exodus Forces Market Watchdog Staff Into 12-Hour Days
  • FT/ Ignites Asia: Smaller firms still ‘puzzled’ over HK climate risk disclosure demands

Latest Regulatory News

  • Regulatory News (May 2025)
  • Regulatory News (Apr 2025)
  • Regulatory News (Mar 2025)
  • Regulatory News (Feb 2025)
  • Regulatory News (Jan 2025)

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