Resources
- Hong Kong SFC Licensing and Registration of Depositaries of SFC-Authorised Collective Investment Schemes – Newly Added SFC Type 13 License
- Hong Kong Regulators’ Streamlined Approach for Compliance with Suitability Obligations When Dealing with Sophisticated Professional Investors
- Brief Note about SFC Business and Risk Management Questionnaire (BRMQ)
- Points To Note For SFC Revised Guidelines On Competence And Continuous Professional Training
- Points To Note On Cross-Border Marketing Activities
- Brief Note about the Talents Admission Schemes that explains the features of different schemes and points to note in applying for the visas.
- Note on SFC Regulatory Requirements on Virtual Asset Trading Platform License
- Note on Ongoing Compliance Requirements for Money Lender License
- Note on Ongoing Compliance Requirements For Money Services Operators (MSO) License
- Points to note on Applying for Entrepreneurs Visa
- Points to note on Applying for Working Visa
- Brief notes on applying for Type 10 (Credit Rating Services) License
- Brief notes on applying for Type 6 (Corporate Finance) License
- Application for Exchange Participantship and Trading Right in Hong Kong
- Presentation on FATCA
- Application for Money Service Operators License in Hong Kong (updated April 2016)
- Registration as a Trust Company in Hong Kong (updated April 2016)
- Business Continuity Plan for Hedge Fund Managers from Best Practices Perspective
- Brief Note on SFC Licensing
- Brief Note on Information Security and Data Integrity
- Hedge Fund Start-up Checklist
- Hedge Fund and Mediation