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KYC / AML Services Solutions

As an award-winning compliance service provider, we have been receiving an abundant amount of KYC / AML related enquiries.

Given the tightening of KYC / AML requirements, ​CompliancePlus ​beef up our KYC / AML services by offering solutions below:

All Types of KYC / AML Services:

  1. Online AML Institutional Risks Assessment (IRA) Tool
  2. AML Training Session​ (providing SFC CPT training including online training courses, AML workshop with quiz, case studies and tailor made workshop)
  3. Preparing or Updating AML & CFT Manual​ 
  4. Preparing or Reviewing Client Agreements and/or On-boarding Document
  5. AML On-site Review (including conducting Institutional Risk Assessment, clients documents sample check services, transactions review and/or monitoring etc.
  6. Clients’ Background Check and Sanctions List ​Screening​ (using latest and advanced industry recognized database for comprehensive screening for KYC/ CDD purposes.
  7. AML Projects and/or AML Advisory Services (Non-Face-to-Face Account opening advisory, Fintech / Cryptocurrencies AML Advisory or Projects Services)
ENQUIRE NOW and ​just check the boxes for us to ​provide you tailor-made services KYC / ​AML ​​solution​s!​
  • SFC Licensing
  • On-going Support
  • ESG Compliance
  • Online AML IRA Tool
  • US SEC Compliance
  • Marketing Materials Review
  • Online CPT Training
  • Money Lender License
  • MSO License
  • Insurance Brokers License
  • TCSP License
  • Online CPD Courses
  • On-site Review
  • KYC / AML Services
  • Compliance Training
  • Virtual Assets / Fintech Advisory
  • Funds Authorisation
    • PRC-HK Mutual Recognition of Funds
      • Supplemental Details
  • Offshore Fund Setup
  • Special Projects
  • Visa Applications
  • Online Store
  • Recruitment

Latest Press Release

  • CompliancePlus Advises on Endowus’ Successful Digital Advisor SFC Licenses Application
  • CompliancePlus Donated 10,000 COVID-19 Rapid Antigen Test Kits
  • CompliancePlus Announces Support for the Task Force on Climate-related Financial Disclosures
  • CompliancePlus has been supporting distance online learning program for children suffering from cerebral palsy in mainland through partnership with Silver Lining Foundation
  • CompliancePlus presented awards to winners of Clinical Legal Education Book Prize 2019 in HKU

Latest Media Coverage

  • Bloomberg: Hong Kong Exodus Forces Market Watchdog Staff Into 12-Hour Days
  • FT/ Ignites Asia: Smaller firms still ‘puzzled’ over HK climate risk disclosure demands
  • Mingpao article on Impacts of the National Security Law on the Financial Industry in Hong Kong
  • Bloomberg: Deutsche Bank Stops Sponsoring H.K. IPOs on Staffing Lapse
  • HKEJ article on the Management and Disclosure of Climate related Risks by Fund Managers

Latest Regulatory News

  • Regulatory News (Jul 2022)
  • Regulatory News (Jun 2022)
  • Regulatory News (May 2022)
  • Regulatory News (Apr 2022)
  • Regulatory News (Mar 2022)

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