Environmental, Social & Governance (ESG) Advisory Services

Our clients are facing regulatory requirements on ESG related matters. The topic of ESG has become increasingly important for financial institutions and fund managers in their decision making and investment processes.

There is no one-size-fits-all approach for different financial firms and fund managers employing different investment strategies in different scale of their business operations. As such, we strive to support our clients to navigate this new area of compliance in their different stages of compliance needs such as below:

• ESG Policy and strategy consulting
• Governance advisory for building governance framework
• Regulatory compliance on SFC Climate-related risks disclosure and management requirements under the SFC Fund Manager Code of Conduct
• ESG regulatory health-checks
• Online Training
• Online Assessment Tools
• Screening Questionnaire
• Training and education for staff, boards, senior management teams and compliance team
• Conducting Due diligence at the fund and portfolio company level
• Reporting services
• Designing and reviewing ESG related risk framework and risk matrix
• Evaluating compliance with related policy
• Reviewing regulatory and marketing disclosure on ESG or SFC Climate-related risks disclosure at entity or at fund level
• Updating compliance manual
• Updating and designing compliance monitoring plan and program
• Checking related documentation and records to ensure compliance
• Taking on special projects and ad hoc mandates
• General ESG compliance consulting and advisory

Please click here for our latest SFC Consultation Conclusion on Climate-related risks disclosure and management summary.

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