• Client Area
  • English English English en
  • 繁體中文 繁體中文 Chinese (Traditional) zh-hant
  • 简体中文 简体中文 Chinese (Simplified) zh-hans
CompliancePlus Consulting Limited
  • Home
  • About Us
    • Consulting Team
    • Research Team
  • Services
    • SFC Licensing
    • On-going Support
    • OFC & LPF Funds Ongoing Support
    • ESG Compliance
    • Online AML IRA Tool
    • US SEC Compliance
    • Family Office Compliance
    • Marketing Materials Review
    • Online CPT Training
    • Structured Products Compliance Solutions
    • Money Lender License
    • MSO License & Mock Assessment
    • Insurance Brokers License
    • TCSP License
    • Trust Company Registration
    • KYC / AML Services
    • Virtual Assets / VASP/ Fintech Advisory
    • On-site Review
    • Funds Authorisation
    • Offshore Fund Setup
    • Special Projects
    • Visa Applications
    • Online Store
    • Recruitment
  • Experiences
  • Research
    • Resources
    • CP Insights
    • SFC Submissions
    • Other Submissions
    • Compliance articles
  • News
  • Contact Us
  • Careers
  • Search
  • Menu
Slide background

Environmental, Social & Governance (ESG) Advisory Services

Our clients are facing regulatory requirements on ESG related matters. The topic of ESG has become increasingly important for financial institutions and fund managers in their decision making and investment processes.

There is no one-size-fits-all approach for different financial firms and fund managers employing different investment strategies in different scale of their business operations. As such, we strive to support our clients to navigate this new area of compliance in their different stages of compliance needs such as below:

  • ESG Policy and strategy consulting
  • Governance advisory for building governance framework
  • Regulatory compliance on SFC Climate-related risks disclosure and management requirements under the SFC Fund Manager Code of Conduct
  • ESG regulatory health-checks
  • Online Training
  • Online Assessment Tools
  • Screening Questionnaire
  • Training and education for staff, boards, senior management teams and compliance team
  • Conducting Due diligence at the fund and portfolio company level
  • Reporting services
  • Designing and reviewing ESG related risk framework and risk matrix
  • Evaluating compliance with related policy
  • Reviewing regulatory and marketing disclosure on ESG or SFC Climate-related risks disclosure at entity or at fund level
  • Updating compliance manual
  • Updating and designing compliance monitoring plan and program
  • Checking related documentation and records to ensure compliance
  • Taking on special projects and ad hoc mandates
  • General ESG compliance consulting and advisory

Please click here for our latest SFC Consultation Conclusion on Climate-related risks disclosure and management summary.

Online Document Store
Submit online enquiry
Subscribe Newsletter

To learn more, please email [email protected]

  • SFC Licensing
  • On-going Support
  • OFC & LPF Funds Ongoing Support
  • Online AML IRA Tool
  • ESG Compliance
  • US SEC Compliance
  • Family Office Compliance
  • Marketing Materials Review
  • Online CPT Training
  • Structured Products Compliance Solutions
  • Money Lender License
  • MSO License & Mock Assessment
  • Insurance Brokers License
  • TCSP License
  • Trust Company Registration
  • Online CPD Courses
  • On-site Review
  • KYC / AML Services
  • Compliance Training
  • Virtual Assets / VASP/ Fintech Advisory
  • Funds Authorisation
    • PRC-HK Mutual Recognition of Funds
      • Supplemental Details
  • Offshore Fund Setup
  • Special Projects
  • Visa Applications
  • Online Store
  • Recruitment

Latest Press Release

  • CompliancePlus presented awards to winners of Pro-bono Work in Clinical Legal Education Book Prize 2022-23
  • CompliancePlus Advises on Endowus’ Successful Digital Advisor SFC Licenses Application
  • CompliancePlus Donated 10,000 COVID-19 Rapid Antigen Test Kits
  • CompliancePlus Announces Support for the Task Force on Climate-related Financial Disclosures
  • CompliancePlus has been supporting distance online learning program for children suffering from cerebral palsy in mainland through partnership with Silver Lining Foundation

Latest Media Coverage

  • Thomson Reuters Analysis – Chinese private fund managers face regulatory, cultural risks when moving into Gulf
  • Mingpao Article on Attracting Family Offices to Hong Kong
  • HKEJ Article on Increasing Licensing Efficiency by SFC and Optimising Online Application
  • Bloomberg: Hong Kong Exodus Forces Market Watchdog Staff Into 12-Hour Days
  • FT/ Ignites Asia: Smaller firms still ‘puzzled’ over HK climate risk disclosure demands

Latest Regulatory News

  • Regulatory News (May 2025)
  • Regulatory News (Apr 2025)
  • Regulatory News (Mar 2025)
  • Regulatory News (Feb 2025)
  • Regulatory News (Jan 2025)

Search

© Copyright - CompliancePlus Consulting Limited       Disclaimer      Privacy Statement
Scroll to top