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Research Assistant – Amy Li

Amy assists with projects involving the analysis of the latest SFC guidelines and updates on regulatory compliance news. She also contributes to research projects including the review of the corporate governance code and related listing rules from the HKEX. She has a keen interest in the fields of Anti-Money Laundering and climate-related risks. Additionally, she is fluent in both Mandarin and English.

Education: BEng at University College London

Research Assistant – Ronan Tong

Ronan assists in the research and analysis of compliance guidelines and regulations from the SFC, such as virtual assets and listing rules. She is also involved in the preparation of training materials. Her research interests are in the field of ethics and artificial intelligence. She is fluent in Mandarin and English.

Education: Master of Common Law at the University of Hong Kong and LLB at Shenzhen University

Research Assistant – Caden Leung

Caden conducts research on artificial intelligence solutions in compliance and its role in streamlining workplace efficiency, and is also involved in preparing ethics materials for CPT purposes. He is particularly interested in virtual assets. He is fluent in English and Cantonese.

Education: BSc Economics and Statistics at the University of Toronto

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Latest Press Release

  • CompliancePlus presented awards to winners of Pro-bono Work in Clinical Legal Education Book Prize 2022-23
  • CompliancePlus Advises on Endowus’ Successful Digital Advisor SFC Licenses Application
  • CompliancePlus Donated 10,000 COVID-19 Rapid Antigen Test Kits
  • CompliancePlus Announces Support for the Task Force on Climate-related Financial Disclosures
  • CompliancePlus has been supporting distance online learning program for children suffering from cerebral palsy in mainland through partnership with Silver Lining Foundation

Latest Media Coverage

  • Thomson Reuters Analysis – Chinese private fund managers face regulatory, cultural risks when moving into Gulf
  • Mingpao Article on Attracting Family Offices to Hong Kong
  • HKEJ Article on Increasing Licensing Efficiency by SFC and Optimising Online Application
  • Bloomberg: Hong Kong Exodus Forces Market Watchdog Staff Into 12-Hour Days
  • FT/ Ignites Asia: Smaller firms still ‘puzzled’ over HK climate risk disclosure demands

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