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Research Assistant – Phoebe Lam

Phoebe assists the Company on projects such as compliance information videos and compliance research. She is particularly interested in the field of forensic accounting and auditing. She is fluent in Cantonese and English.

Education: Griffith University, Double Degree of Forensic Science/ Criminology and Criminal Justice

Research Assistant – Jack Li

Jack conducts research on regulatory and compliance issues surrounding fin-tech topics such as bitcoin and crowdfunding. He is particularly interested in the legislation and regulation of virtual currencies in Hong Kong. He has internship experiences at US consulting and marketing firms. He is fluent in English.

Education: BA at the Johns Hopkins University

Research Assistant – Bai Ruofei, Alex

Alex conducts research on regulatory and compliance issues with regard to licensing procedures and requirements as well as relevant topics. She takes a great interest in the impacts of latest compliance requirements on the operations of mutual funds and hedge funds. She has previous internship experiences in a Chinese commercial bank. She is fluent in both Chinese and English.

Education: BBA (Accounting &Finance) at the University of Hong Kong

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Latest Press Release

  • CompliancePlus Advises on Endowus’ Successful Digital Advisor SFC Licenses Application
  • CompliancePlus Donated 10,000 COVID-19 Rapid Antigen Test Kits
  • CompliancePlus Announces Support for the Task Force on Climate-related Financial Disclosures
  • CompliancePlus has been supporting distance online learning program for children suffering from cerebral palsy in mainland through partnership with Silver Lining Foundation
  • CompliancePlus presented awards to winners of Clinical Legal Education Book Prize 2019 in HKU

Latest Media Coverage

  • Bloomberg: Hong Kong Exodus Forces Market Watchdog Staff Into 12-Hour Days
  • FT/ Ignites Asia: Smaller firms still ‘puzzled’ over HK climate risk disclosure demands
  • Mingpao article on Impacts of the National Security Law on the Financial Industry in Hong Kong
  • Bloomberg: Deutsche Bank Stops Sponsoring H.K. IPOs on Staffing Lapse
  • HKEJ article on the Management and Disclosure of Climate related Risks by Fund Managers

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