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Research Assistant – Gladys Hui

Gladys conducts research on regulatory and compliance issues such as cross-border data transfer, compliance regulatory updates, and Anti-Money Laundering and Counter-Financing of Terrorism. She is particularly interested in climate related risks and virtual asset related initiatives in the fund management industry. She is fluent in Cantonese, Mandarin and English.

Education: BBA in Global Business at Hong Kong University of Science and Technology

Research Assistant – Isabelle Wong

Isabelle assisted in the research and analysis of compliance guidelines and issues from the SFC, such as Anti-money laundering and counter-financing of terrorism and virtual assets, and was involved in preparing training materials. She is interested in the field of ethics and anti-money laundering. She is fluent in both Cantonese and English.

Education: BA Marketing at Durham University

Research Assistant – Timothy Lo

Timothy assists on projects such as SFC Latest AML Guidelines and compliance regulatory news update. He also help on the project of Business and Risk Management Questionnaire for License Corporation update. He is particularly interested in the field of Anti-Money Laundering and Counter-Financing of Terrorism. He is fluent in Cantonese, Mandarin and English.

Education: BSc computer science at University of Leicester

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Latest Press Release

  • CompliancePlus presented awards to winners of Pro-bono Work in Clinical Legal Education Book Prize 2022-23
  • CompliancePlus Advises on Endowus’ Successful Digital Advisor SFC Licenses Application
  • CompliancePlus Donated 10,000 COVID-19 Rapid Antigen Test Kits
  • CompliancePlus Announces Support for the Task Force on Climate-related Financial Disclosures
  • CompliancePlus has been supporting distance online learning program for children suffering from cerebral palsy in mainland through partnership with Silver Lining Foundation

Latest Media Coverage

  • Mingpao Article on Attracting Family Offices to Hong Kong
  • HKEJ Article on Increasing Licensing Efficiency by SFC and Optimising Online Application
  • Bloomberg: Hong Kong Exodus Forces Market Watchdog Staff Into 12-Hour Days
  • FT/ Ignites Asia: Smaller firms still ‘puzzled’ over HK climate risk disclosure demands
  • Mingpao article on Impacts of the National Security Law on the Financial Industry in Hong Kong

Latest Regulatory News

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