Regulatory News (Apr 2025)
- SFC and HKEX co-organise inaugural International Carbon Markets Summit
- District Court set trial date for sophisticated ramp-and-dump syndicate
- SFC sets out staking guidance for licensed virtual asset trading platforms and authorised virtual asset funds
- New speech by Christina Choi: Keynote speech at Hong Kong Web3 Festival
Regulatory News (Mar 2025)
- Appointments to SFC committees
- Updates on grant scheme for open-ended fund companies and real estate investment trusts
- SFC proposes enhancements to targeted tools to address corporate misconduct
- SFC welcomes appointment and re-appointment of Non-Executive Directors
- Court further adjourns insider dealing hearing against Wong Pak Ming
- Hong Kong’s securities industry posted broad-based growth in 2024
- District Court sets trial dates for three sophisticated ramp-and-dump cases
- SFC reprimands and fines Enlighten Securities Limited $5 million and suspends its responsible officer for internal control failures over securities margin financing
- SFC and Ministry of Finance top management meet in Beijing
- SFC issues additional guidance on IPO subscription and financing services
- Further adjournment for mention in false trading prosecution
- SFC suspends finfluencer for 16 months
- SFC bans Steven Wong Yung for 14 months for fund management failures
- Statement on SFC 2025/2026 budget
- New speech by Kelvin Wong: Keynote speech at the CFA Society Hong Kong’s Annual Dinner 2025
- SFC seeks disqualification and compensation orders against entire former board of 3DG Holdings (International) Limited
- SFC obtains disqualification order against former financial controller of Anxin-China Holdings Limited
- SFC warns public of Linkbex for suspected virtual asset-related fraud
- Hong Kong capital markets wrap up 2024 on a high note: SFC Quarterly Report
- SFC obtains disqualification orders against former executive directors of Tech Pro Technology Development Limited
Regulatory News (Feb 2025)
- SFC proposes to relax position limits for key exchange-traded derivatives
- SFC commences insider dealing prosecution against Wong Pak Ming
- SFC supports government budget measures
- SFC proposes registrar fee limits under uncertificated securities market regime
- SFC forges consensus with regional counterparts on regulatory roadmap for sustainability, technology and investor protection
- New speech by Julia Leung: Keynote speech at Vietnam State Securities Commission Symposium
- SFC sets out new roadmap to develop Hong Kong as a global virtual asset hub
- SFC issues restriction notices to Money Concepts (Asia) Holdings Limited and Money Concepts Asset Management Limited
- SFC supports listing of alternative funds to broaden investor choice and bolster market development
- SFC convenes inaugural Virtual Asset Consultative Panel meeting
- Cross-Agency Steering Group sets 2025 priorities to support growth of sustainable finance in Hong Kong
- SFC flags cybersecurity incidents involving licensed firms and resulting business disruptions in thematic review report