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Regulatory News (Apr 2025)

April 16, 2025/in Regulatory News /by Tony Chan
  • SFC and HKEX co-organise inaugural International Carbon Markets Summit
  • District Court set trial date for sophisticated ramp-and-dump syndicate
  • SFC sets out staking guidance for licensed virtual asset trading platforms and authorised virtual asset funds
  • New speech by Christina Choi: Keynote speech at Hong Kong Web3 Festival
http://www.complianceplus.hk/wp-content/uploads/2015/10/Company-logo-340x170.jpg 0 0 Tony Chan http://www.complianceplus.hk/wp-content/uploads/2015/10/Company-logo-340x170.jpg Tony Chan2025-04-16 13:00:382025-04-16 13:05:39Regulatory News (Apr 2025)

Regulatory News (Mar 2025)

April 16, 2025/in Regulatory News /by Tony Chan
  • Appointments to SFC committees
  • Updates on grant scheme for open-ended fund companies and real estate investment trusts
  • SFC proposes enhancements to targeted tools to address corporate misconduct
  • SFC welcomes appointment and re-appointment of Non-Executive Directors
  • Court further adjourns insider dealing hearing against Wong Pak Ming
  • Hong Kong’s securities industry posted broad-based growth in 2024
  • District Court sets trial dates for three sophisticated ramp-and-dump cases
  • SFC reprimands and fines Enlighten Securities Limited $5 million and suspends its responsible officer for internal control failures over securities margin financing
  • SFC and Ministry of Finance top management meet in Beijing
  • SFC issues additional guidance on IPO subscription and financing services
  • Further adjournment for mention in false trading prosecution
  • SFC suspends finfluencer for 16 months
  • SFC bans Steven Wong Yung for 14 months for fund management failures
  • Statement on SFC 2025/2026 budget
  • New speech by Kelvin Wong: Keynote speech at the CFA Society Hong Kong’s Annual Dinner 2025
  • SFC seeks disqualification and compensation orders against entire former board of 3DG Holdings (International) Limited
  • SFC obtains disqualification order against former financial controller of Anxin-China Holdings Limited
  • SFC warns public of Linkbex for suspected virtual asset-related fraud
  • Hong Kong capital markets wrap up 2024 on a high note: SFC Quarterly Report
  • SFC obtains disqualification orders against former executive directors of Tech Pro Technology Development Limited
http://www.complianceplus.hk/wp-content/uploads/2015/10/Company-logo-340x170.jpg 0 0 Tony Chan http://www.complianceplus.hk/wp-content/uploads/2015/10/Company-logo-340x170.jpg Tony Chan2025-04-16 12:36:172025-04-16 12:41:35Regulatory News (Mar 2025)

Regulatory News (Feb 2025)

February 28, 2025/in Regulatory News /by Tony Chan
  • SFC proposes to relax position limits for key exchange-traded derivatives
  • SFC commences insider dealing prosecution against Wong Pak Ming
  • SFC supports government budget measures
  • SFC proposes registrar fee limits under uncertificated securities market regime
  • SFC forges consensus with regional counterparts on regulatory roadmap for sustainability, technology and investor protection
  • New speech by Julia Leung: Keynote speech at Vietnam State Securities Commission Symposium
  • SFC sets out new roadmap to develop Hong Kong as a global virtual asset hub
  • SFC issues restriction notices to Money Concepts (Asia) Holdings Limited and Money Concepts Asset Management Limited
  • SFC supports listing of alternative funds to broaden investor choice and bolster market development
  • SFC convenes inaugural Virtual Asset Consultative Panel meeting
  • Cross-Agency Steering Group sets 2025 priorities to support growth of sustainable finance in Hong Kong
  • SFC flags cybersecurity incidents involving licensed firms and resulting business disruptions in thematic review report
http://www.complianceplus.hk/wp-content/uploads/2015/10/Company-logo-340x170.jpg 0 0 Tony Chan http://www.complianceplus.hk/wp-content/uploads/2015/10/Company-logo-340x170.jpg Tony Chan2025-02-28 16:09:592025-02-28 16:15:23Regulatory News (Feb 2025)
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  • CompliancePlus presented awards to winners of Pro-bono Work in Clinical Legal Education Book Prize 2022-23
  • CompliancePlus Advises on Endowus’ Successful Digital Advisor SFC Licenses Application
  • CompliancePlus Donated 10,000 COVID-19 Rapid Antigen Test Kits
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  • CompliancePlus has been supporting distance online learning program for children suffering from cerebral palsy in mainland through partnership with Silver Lining Foundation

Latest Media Coverage

  • Thomson Reuters Analysis – Chinese private fund managers face regulatory, cultural risks when moving into Gulf
  • Mingpao Article on Attracting Family Offices to Hong Kong
  • HKEJ Article on Increasing Licensing Efficiency by SFC and Optimising Online Application
  • Bloomberg: Hong Kong Exodus Forces Market Watchdog Staff Into 12-Hour Days
  • FT/ Ignites Asia: Smaller firms still ‘puzzled’ over HK climate risk disclosure demands

Latest Regulatory News

  • Regulatory News (Apr 2025)
  • Regulatory News (Mar 2025)
  • Regulatory News (Feb 2025)
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