Regulatory News (Oct 2022)
- Pilot Green and Sustainable Finance Capacity Building Support Scheme begins accepting eligible programme applications
- SFC bans Tang Shiyi for 10 months
- New speech by Julia Leung: Keynote speech at Hong Kong FinTech Week 2022
- Cross-Agency Steering Group welcomes launch of HKEX’s Core Climate to mobilise finance for the transition to a low carbon economy
- SFC publicly criticises Gold Dragon Worldwide Asset Management Limited for breaches of Takeovers Code
- Former account executive of Fulbright Securities Limited jailed for securities fraud
- Retail investor convicted and fined for illegal short selling
- Court convicted Wong King Hoi for obstruction of SFC’s search operation
- SFC welcomes Chief Executive’s initiatives to enhance Hong Kong’s competitiveness
- SFC welcomes appointment and re-appointment of Non-Executive Directors
- Former account executive of Fulbright Securities Limited convicted of securities fraud
- Cross-Agency Steering Group launches Sustainable Finance Internship Initiative to support capacity building
- SFC reprimands and fines Asia Research & Capital Management Limited $1.75 million and bans former senior executive Billy Wong Yim Chi for two months
- Court orders Sound Global to purchase shares from investors
- New speech by Julia Leung: Keynote speech at ASIFMA Tech and Ops Conference 2022
Regulatory News (Sep 2022)
- Thirteen people charged following SFC and Police joint operation against ramp-and-dump syndicate
- SFC welcomes appointment of Executive Directors
- SFAT affirms SFC decision to suspend hedge fund manager Christopher James Aarons
- Court dismisses challenge to SFC’s power of issuing restriction notices
- SFC-HKMA’s joint product survey shows increasing participation of intermediaries and investors
- Court sets pre-trial review date for unlicensed activities prosecution
- Takeovers Panel rules on the price for the mandatory general offer for Suncity Group Holdings Limited
- New speech by Julia Leung: Keynote speech at AIMA APAC Annual Forum 2022
- SFC suspends Tang Kai Shing for eight months
- SFC welcomes Central Government’s support to enhance Hong Kong’s IFC status