The regulatory environment is constantly changing, making compliance obligations on licensed firms and fund management companies even more complicated and uncertain than ever before. Each licensed firm and fund management company is unique in their compliance culture, funds products offered to customers, scale of their business and their organization structure.
Therefore, we understand that each fund management company faces its own unique challenges in meeting their compliance obligations. We offer tailor-made special projects including, but not limited to, the following:
- Due diligence reviews on services providers
- Special start-up package or introduction briefing for start-up fund or new market participants on licensing and regulatory matters
- Consulting services on setting up of compliance team
- Secondment of compliance staff to bridge short term needs of clients
- Special compliance surveillance and secret customers services
- Translation services; and
- Other customized services.
To learn more, please email [email protected]