Regulatory News (May 2017)
- SFC emphasises liabilities of listed companies’ senior management
- New speech by Bénédicte Nolens: Update on SFC Fintech initiatives
- SFC suspends Hui Lam Chiu for six months
- SFC bans Bernie Wong Ching Man for four months
- SFC enhances the position limit regime
- Appointments and re-appointments to SFC Advisory Committee
- SFC bans Tsap Wai Ping for two years
- SFC issues guidance on corporate transactions and the use of valuations
- SFC and FCA sign Fintech cooperation agreement
- Takeovers Panel’s TVB ruling on whitewash waiver and disclosure of shareholding structure
- SFC reprimands and fines Promising Securities Company Limited $3.5 million
- Takeovers Panel rules on whitewash waiver in relation to TVB
- SFC consults on proposals to reduce hacking risks in internet trading
- SFC consults on new guidelines on online distribution and advisory platforms
- Arrangements for electronic filing of disclosure of interests notifications
- New speech by Julia Leung: Supervision in a time of change