Regulatory News (Feb 2024)
- SFC regulatory symposium fosters a more connected Asia-Pacific
- New speech by Julia Leung: Closing remarks at SFC Regional Securities Regulatory Leadership Symposium
- SFC warns public of suspicious crypto-related product “Yieldnodes.com masternode pool”
- New speech by Julia Leung: Moderator’s remarks at SFC Regional Securities Regulatory Leadership Symposium
- New speech by Tim Lui: Welcoming remarks at SFC Regional Securities Regulatory Leadership Symposium
- SFC welcomes government budget measures
- SFC secures first criminal conviction of securities fraud via illegal short selling
- First ramp-and-dump criminal prosecution at District Court commences
- SFC commences proceedings against Ding Yi Feng former chairman and to seek compensation for investors
- New speech by Julia Leung: Speech at Launch Ceremony of Greenhouse Gas Emissions Calculation and Estimation Tools
- Cross-Agency Steering Group launches revamped website for sustainable finance
- New greenhouse gas emissions calculation and estimation tools to support sustainability reporting
- Financial leaders to gather at SFC symposium to chart Asian markets’ way forward
- SFC warns public of suspicious investment products offered by Free Guy, Gold Scalper and Gold Champ
- SFC suspends dealings in the shares of LET Group Holdings Limited and Summit Ascent Holdings Limited
- SFC and Police warn public of MEXC for suspected virtual asset-related fraud
- The first ramp-and-dump case transferred to District Court
- SFC welcomes appointment of Executive Director
- SFC warns public of suspicious crypto-related product “Hong Kong International Financial Centre Token”
- SFC obtains court order to disqualify former chief financial officer of Fuguiniao Co., Ltd for two years
- SFC bans Lam Ching Chiu and Wong Siu Fung for five years
- SFC reprimands and fines PICC Asset Management (Hong Kong) Company Limited $2.8 million for fund management failures
- SFC urges investors to check regulatory status of virtual asset trading platforms as transition period will end soon