Regulatory News – CompliancePlus Consulting Limited

Regulatory News (Mar 2024)

March 5, 2024/in Regulatory News /by Tony Chan

SFC warns public of BitForex for suspected virtual asset-related fraud
SFC warns public of suspicious websites impersonating licensed virtual asset trading platforms
Green Fintech Map launch showcases Hong Kong’s edge in sustainable finance
SFC reminds public VATP application period has ended under transitional arrangements

Regulatory News (Feb 2024)

February 7, 2024/in Regulatory News /by Tony Chan

SFC regulatory symposium fosters a more connected Asia-Pacific
New speech by Julia Leung: Closing remarks at SFC Regional Securities Regulatory Leadership Symposium
SFC warns public of suspicious crypto-related product “Yieldnodes.com masternode pool”
New speech by Julia Leung: Moderator’s remarks at SFC Regional Securities Regulatory Leadership Symposium
New speech by Tim Lui: Welcoming remarks at SFC Regional Securities Regulatory Leadership Symposium
SFC welcomes government budget measures
SFC secures first criminal conviction of securities fraud via illegal short selling
First ramp-and-dump criminal prosecution at District Court commences
SFC commences proceedings against Ding Yi Feng former chairman and to seek compensation for investors
New speech by Julia Leung: Speech at Launch Ceremony of Greenhouse Gas Emissions Calculation and Estimation Tools
Cross-Agency Steering Group launches revamped website for sustainable finance
New greenhouse gas emissions calculation and estimation tools to support sustainability reporting
Financial leaders to gather at SFC symposium to chart Asian markets’ way forward
SFC warns public of suspicious investment products offered by Free Guy, Gold Scalper and Gold Champ
SFC suspends dealings in the shares of LET Group Holdings Limited and Summit Ascent Holdings Limited
SFC and Police warn public of MEXC for suspected virtual asset-related fraud
The first ramp-and-dump case transferred to District Court
SFC welcomes appointment of Executive Director
SFC warns public of suspicious crypto-related product “Hong Kong International Financial Centre Token”
SFC obtains court order to disqualify former chief financial officer of Fuguiniao Co., Ltd for two years
SFC bans Lam Ching Chiu and Wong Siu Fung for five years
SFC reprimands and fines PICC Asset Management (Hong Kong) Company Limited $2.8 million for fund management failures
SFC urges investors to check regulatory status of virtual asset trading platforms as transition period will end soon

Regulatory News (Jan 2024)

February 7, 2024/in Regulatory News /by Tony Chan

Regulatory News (Dec 2023)

December 5, 2023/in Regulatory News /by Tony Chan

Regulatory News (Nov 2023)

November 6, 2023/in Regulatory News /by Tony Chan

Regulatory News (Oct 2023)

November 6, 2023/in Regulatory News /by Tony Chan

Regulatory News (Sep 2023)

September 26, 2023/in Regulatory News /by Tony Chan

Regulatory News (Aug 2023)

August 10, 2023/in Regulatory News /by Tony Chan

Regulatory News (Jul 2023)

July 27, 2023/in Regulatory News /by Tony Chan

Regulatory News (Jun 2023)