Regulatory News (Nov 2013)
- Retail investor convicted of false trading
- SFC sanctions Daqing Dairy and its directors
- SFC suspends Stephen Cho Yu Kwan, reprimands and fines Ju You Li
- SFC commences disciplinary proceedings against Chow Yei Ching and others for alleged breach of Takeovers Code
- SFC surveys participants in Hong Kong OTC derivatives market
- SFC bans Sui Yu for regulatory breaches
- Unlicensed futures contract adviser given suspended jail sentence
- SFC welcomes appointment of Non-Executive Directors
- PME Group director acquitted of making false or misleading announcements